Arms Trade Treaty Regional Actor Handbook

Africa

  • United Nations Regional Centre for Peace and Disarmament in Africa (UNREC)
  • African Union (AU)
  • Economic Community of West African States (ECOWAS)
  • Economic Community of Central African States (ECCAS / CEEAC)
  • The Regional Centre on Small Arms in the Great Lakes Region, the Horn of Africa and Bordering States (RECSA)
  • East African Community (EAC)
  • Intergovernmental Authority on Development (IGAD)
  • Sub-Regional Arms Control Mechanism (SARCOM)
  • Southern African Development Community (SADC)
  • Southern African Regional Police Chiefs Co-operation Organisation (SARPCCO)

United Nations Regional Centre for Peace and Disarmament in Africa (UNREC)

Region: Africa

Headquarters: Lomé, Togo

Type of organization:

Disarmament (UN Regional Centre)

Number of Members:

54 members

%

Proportion of RO Members that are ATT States Parties: 54% (29 out of 54)

%

Proportion of RO Members that are ATT Signatories: 20% (11 out of 54)

List of members:
Algeria, Angola, Benin, Botswana, Burkina Faso, Burundi, Cabo Verde, Cameroon, Central African Republic (CAR), Chad, Comoros, Democratic Republic of Congo (DRC), Republic of Congo, Côte d’Ivoire, Djibouti, Egypt, Equatorial Guinea, Eritrea, Eswatini, Ethiopia, Gabon, The Gambia, Ghana, Guinea, Guinea-Bissau, Kenya, Lesotho, Liberia, Libya, Madagascar, Malawi, Mali, Mauritania, Mauritius, Morocco, Mozambique, Namibia, Niger, Nigeria, Rwanda, São Tomé and Príncipe, Senegal, Seychelles, Sierra Leone, Somalia, South Africa, South Sudan, Sudan, Tanzania, Togo, Tunisia, Uganda, Zambia, Zimbabwe

About the Organization

A part of the Regional Disarmament Branch of the United Nations Office for Disarmament Affairs (ODA), UNREC provides substantive support for initiatives and other efforts undertaken by Member States towards peace, arms control and disarmament in the African region. Its main function is to support Member States as they implement international decisions, instruments and commitments in the field of disarmament and nonproliferation at national, regional and sub-regional levels. The Regional Centre’s work is focused on four thematic areas: Small Arms and Light Weapons; Conventional Arms; Weapons of Mass Destruction; and Security
Sector Reform.
Partnerships and close cooperation with other organizations are central to ensuring that UNREC’s activities are comprehensive and impactful. For example, the Center supported ECCAS in the development and adoption of the Kinshasa Convention⁵³, a legally binding regional instrument which seeks to address the proliferation of small arms in the Central Africa region.⁵⁴ Similarly, UNREC collaborates with ECOWAS in developing guidelines for national legislation⁵⁵ and the African Union (AU)⁵⁶, which contributes to common regional strategies on the prevention and eradication of the illicit trafficking and diversion of arms and ammunition. Its work with international civil society organizations, research institutes and other key stakeholders, including the ATT Secretariat and the EU ATT Outreach Project, facilitates collaboration, avoids duplication of efforts and ensures that good practices are shared across projects and initiatives related to ATT implementation.

Activities

ATT Support

UNREC directly contributes to ATT universalization and implementation by serving as an implementing partner to Member States who wish to use international assistance (available via the ATT Voluntary Trust Fund and the EU ATT-Outreach Project) to join and implement the ATT⁵⁷. For example, as part of the project to “Support the ratification and future implementation of the ATT – Improving understanding of the Treaty”, UNREC organized in Lomé, Togo 2015 a workshop for African Small Island Developing States (SIDS). The workshop identified specific challenges and needs of the represented States in the implementation of the ATT and to address these matters facilitated the identification and development of measures.⁵⁸

More recently, in collaboration with UNDP, UNREC led a project which explored challenges related to ATT implementation in Madagascar from 2018 to 2019⁵⁹ and in support of the EU ATT Outreach Project, made a visit to Burkina Faso and held meetings in Central Africa on ATT implementation.⁶⁰ UNREC also organized similar workshops on ATT universalization and implementation for parliamentarians, government decision-makers and civil society representatives.⁶¹

UNREC incorporates the ATT and its obligations into a number of other projects, including efforts to encourage African states to develop and review their national legislation to ensure comprehensive compliance with all international and regional instruments.⁶² For example, in collaboration with ECOWAS, UNREC organized a workshop on synergies and complementarities between the ATT, ECOWAS  Convention on Small Arms and Light Weapons (SALW), United Nations Programme of Action on Small Arms (UNPoA) and related instruments for ECOWAS member States.⁶³ The workshop was held in 2015 in Nigeria.

Establishing Transfer Controls

National control systems
UNREC undertakes a number of activities in the area of arms control. These relate to three main areas:

  1. Training for defense and security forces on SALW control, including transfer controls, stockpile management, weapons collection, identifying arms for tracing, border controls, and criminal investigations;
  2. Baseline studies on key arms control concerns and questions, including arms trafficking patterns, compliance with treaties, presence of armed violence, and civilian possession; and
  3. Support for establishing regional, sub-regional, and multi or bilateral agreements…

UNREC assists Member States in the development of national arms control strategies and tracing capabilities and helps to strengthen stockpile management. For example, in countries where multiple government departments and agencies are engaged in arms transfer controls, UNREC helps states to identify clear processes for arms transfer decisions and assists in the establishment of a comprehensive national control system to meet the obligations under Article 5 of the ATT and other relevant international and regional instruments. In addition, UNREC conducts training to strengthen the capacities of national authorities in the development and implementation of national control legislation and systems.

Legislative Assistance
UNREC provides Member States with legal support to implement regional and international arms control instruments. For example, UNREC has engaged in drafting legislation and strengthening the capacity of national commissions and national focal points on small arms, including in Mali, Madagascar, Burkina Faso and Zambia.⁶⁵

Diversion prevention
UNREC also provides extensive support to states seeking to strengthen their control systems to prevent diversion. For example, as part of the Regional Support Project to the Counter Terrorism Task Force (CTITF), UNREC organized two workshops – in Chad and Nigeria – to support the process of marking arms in order prevent diversion to terrorist groups.⁶⁶ Similarly, UNREC implemented the “Physical Security and Stockpile Management project in the Sahel,” which aimed to contribute to the security and stability in the sub-region by providing assistance to targeted States in preventing the diversion of, and the illicit trafficking in, governmentowned SALW and ammunition.⁶⁷

Gender and Gender-based Violence
Recently, UNREC has begun integrated gender considerations in the training of national authorities related to small arms controls. For example, UNREC organized trainings on the integration of gender-responsive measures in the control of SALW in DRC⁶⁸, CAR⁶⁹, Mali⁷⁰ and Cameroon.⁷¹

African Union (AU)

Region: Africa

Headquarters: Addis Ababa, Ethiopia

Type of organization:

Regional Integration

Number of Members:

55 members

%

Proportion of RO Members that are ATT States Parties: 53% (29 out of 55)

%

Proportion of RO Members that are ATT Signatories: 20% (11 out of 35)

List of members:
Algeria, Angola, Benin, Botswana, Burkina Faso, Burundi, Cabo Verde, Cameroon, Central African Republic (CAR), Chad, Comoros, Democratic Republic of Congo (DRC), Republic of Congo, Côte d’Ivoire, Djibouti, Egypt, Equatorial Guinea, Eritrea, Eswatini, Ethiopia, Gabon, The Gambia, Ghana, Guinea, Guinea-Bissau, Kenya, Lesotho, Liberia, Libya, Madagascar, Malawi, Mali, Mauritania, Mauritius, Morocco, Mozambique, Namibia, Niger, Nigeria, Rwanda, Sahrawi Arab Democratic Republic (SADR), São Tomé and Príncipe, Senegal, Seychelles, Sierra Leone, Somalia, South Africa, South Sudan, Sudan, Tanzania, Togo, Tunisia, Uganda, Zambia, Zimbabwe.

About the Organization

The African Union (“AU”) was officially launched in 2002 as a successor to the Organisation of African Unity (OAU, 1963-1999) to refocus attention from the fight for decolonisation and termination of apartheid to increased cooperation and integration of African states to drive Africa’s growth and economic development.
In accordance with the Constitutive Act of the African Union and the Protocol on Amendments to the Constitutive Act of the African Union, the AU’s key objectives are to:

  • Defend the sovereignty, territorial integrity and independence of its Member States;
  • Promote democratic principles and institutions, popular participation and good governance;
  • Promote peace, security, and stability on the continent;
  • Promote and protect human and peoples’ rights in accordance with the African Charter on Human and Peoples’ Rights and other relevant human rights instruments; and
  • Ensure the effective participation of women in decision-making, particularly in the political, economic and socio-cultural areas.

The AU engages in peace and security affairs via the African Peace and Security Architecture (APSA).
The APSA Roadmap 2016-2020 sets five strategic priority areas: conflict prevention, crisis/conflict management, post-conflict reconstruction and peace building, and strategic security issues. The latter includes illegal flows of SALW, improvised explosive device (IEDs), weapons of mass destruction disarmament, counter-terrorism, illicit financial flows, transnational organised crime and cybercrime. In 2008, the AU created an AU-Regions Steering Committee on SALW. The purpose of this body is to enhance the capacity and to harmonize and coordinate the efforts of the AU, the Regional Economic Communities (RECs) and other regional bodies that have a SALW mandate. It also works to enhance cooperation and synergies across the regions on the implementation of programs and agreed actions.⁷²

It has since been broadened to include other cross-cutting issues, including DDR and Security Sector reform.
Similarly, the Commission of the African Union, which serves as the secretariat of the AU, developed guidelines on weapons and ammunition management and a draft Policy on the Management of Recovered SALW in Peace Support Operations.⁷³

Activities

ATT Support

The AU has played a key role in the adoption and universalization of the ATT. For example, the Fourth AURegions Committee on SALW and Disarmament, Demobilization, and Reintegration (DDR) developed concrete strategies and actions that enabled Member States to fully participate in the First Conference of States Parties to the ATT.⁷⁹ Similarly, the AU convened a Senior Governmental Officials’ Meeting on the ATT in 2015 to assist Member States in making informed decisions regarding the ratification and implementation of the ATT. The meeting provided an opportunity for States to exchange experiences and discuss the objectives and provisions of the ATT, issues related to human rights, and synergies and complementarities between regional and international instruments.⁸⁰ The ATT is considered an important tool to advance the implementation of the AU Master Roadmap for Silencing the Guns in Africa by the year 2030. In this respect, the AU Assembly and its Peace and Security Council have called for the universalization and effective  implementation of the ATT, both among its Member States and globally.
Complimenting this work, the Commission of the African Union has focused on promoting ATT universalization and building capacity on its implementation. For example, in 2015 as part of the project to “Support to the ratification and future implementation of the ATT – Improving understanding of the Treaty”, the AU in collaboration with UNREC organized a workshop on the implementation of the ATT’s obligations relating to human rights and gender-based violence as contained in Articles 6 and 7.⁸¹

Similarly, Consultative Meetings on the ATT and its implementation in Central Africa were held in 2017 in Chad⁸² and in 2019 in Benin.⁸³ The meetings sought to raise awareness of the ATT among national stakeholders, identify political and operational challenges to ATT universalization and implementation, as well as highlight legislative and institutional gaps and possible assistance needs.

Establishing Transfer Controls

National control systems
Even before the adoption of the Silencing the Guns Initiative, the African Union prioritized the development of and strengthening arms control systems in the region. For example, in 2012, the Fifth AU-Regions Steering Committee on SALW discussed the importance of strengthening the national legal frameworks to control possession of SALW and identified the need for a strong coordination in interdiction and seizure in the fight
against illicit SALW. From discussions during the Second and Third AU-Regions Steering Committee on SALW and DDR, transfer controls featured as a central theme.⁸⁴
Practical efforts to implement these transfer control priorities included training courses on identification and tracing of SALW and their ammunition for ECCAS Member States. These courses concluded with a recommendation to build capacity in support of ATT implementation,⁸⁵ address physical security and stockpile management in Niger, and to hold expert meetings to improve the coordination of SALW/PSSM initiatives across the Greater Sahel region.⁸⁶

Legislative Assistance
Activities focused on strengthening national legislative capacity and ensuring the harmonization with SALW instruments are a key element of the African Union’s efforts to ensure adequate controls of SALW. For example, the AU Commission organized a number of national policy dialogues and workshops to support governments in the development of legislation and capacity in the field of arms control, particularly as part of a multi-year AU-EU project entitled “The Fight against the Illicit Accumulation and Trafficking of Firearms in Africa’ (2010-2013). These efforts resulted in the establishment of National Commissions on SALW in the Republic of Congo, Central African Republic, Chad and Cameroon;, the development of National Action Plans on SALW in the Republic of Congo, DRC and Malawi; as well as strengthened legislative capacity to harmonize SALW instruments in Zambia, Tanzania and Kenya.⁸⁷ Similar efforts were undertaken in the framework of the Arms Control in Africa project, which started in 2021 and is implemented in cooperation with BICC and funding support from Germany.

Diversion prevention
As part of the efforts to implement the AU Strategy on the Control of Illicit Proliferation, Circulation and Trafficking of SALW, the AU has organized workshops as well as national and regional programs aimed at curbing illegal weapons trafficking in Africa. In 2016, the Seventh AU-Regions Steering Committee on SALW and DDR held in Djibouti took stock of activities carried out to assist Member States in the fight against illicit SALW and discussed identified priorities for future work.⁸⁸ Similarly, the AU Ammunition Safety and Security Management Initiative, launched in 2017, assisted a number of States, including Guinea Bissau and Malawi, with preventing the diversion of government-held stockpiles through strengthening arms and ammunition management.

Economic Community of West African States (ECOWAS)

Region: West Africa

Headquarters: Federal Capital Territory, Nigeria

Type of organization:

Regional Integration

Number of Members:

15 members

%

Proportion of RO Members that are ATT States Parties: 93% (14 out of 15)

%

Proportion of RO Members that are ATT States Parties: 0% None

 (The Gambia expressed at the Seventh Conference of State Parties to the ATT its plans to join the Treaty)

List of members:
Benin, Burkina Faso, Cabo Verde, Côte d’Ivoire, The Gambia, Ghana, Guinea, Guinea- Bissau, Liberia, Mali, Niger, Nigeria, Senegal, Sierra Leone, Togo

About the Organization

ECOWAS was established in 1975 to promote economic integration in all fields of activity among its 15 constituent countries. The vision of ECOWAS is to create a borderless region that enables its populations to enjoy free movement, have access to efficient education and health systems and engage in economic and commercial activities while living in dignity, peace, and security. However, in recent decades, the proliferation of arms in the sub-region has posed a major threat to peace and security.
These challenges led ECOWAS Member States in 1998 to declare a moratorium on the import, export and manufacture of small arms and light weapons. To further strengthen controls on small arms and light weapons in the region, on 14 June 2006, ECOWAS Member States replaced the 1998 moratorium with the legally binding ECOWAS Convention on Small Arms and Light Weapons, their Ammunition and other Related Materials (ECOWAS Convention).

Activities

ATT Support

The ECOWAS Commission (the “Commission”) serves as the secretariat of ECOWAS and was instrumental in coordinating the participation of its Member States in the two diplomatic conferences establishing the ATT that took place in 2012 and 2013, and then in actively encouraging and supporting these states to join the Treaty.⁹¹
Through this work, the Commission, with funding support from the United Kingdom, ensured that 13 out of its 15 Member States ratified the ATT within three years of the Treaty’s entry into force on 24 December 2014.⁹²
Awareness-raising and capacity building supported this objective, such as the 2014 ATT seminar held in Nigeria by the ICRC and ECOWAS. Topics included arms diversion, transfer and export criteria, transit and transshipment controls, and brokering.⁹³
In addition, the ECOWAS Commission developed resources, including the “Synergies And Complementarities Between the Arms Trade Treaty, the ECOWAS Convention on SALW, the UN PoA And Other Related Instruments”, developed in partnership with UNREC. It also provided legislative and regulatory support to its Member States with the aim of harmonizing national legislation and guidelines on small arms control with international and regional instruments, including the ATT. For example, in 2021 the Directorate of Peacekeeping and Regional Security (DPKRS) of the ECOWAS Commission organized a government expert workshop to review and develop a regional legal harmonization framework and guidelines for the ECOWAS Convention and ATT in the sub-region.⁹⁴ Moreover, the Commissions worked with a number of Member States, including Liberia, to
assist them in harmonizing and implementing regional and international instruments.⁹⁵

Establishing Transfer Controls

National control systems
Given the strong synergies and complementarities between the two instruments, efforts carried out by the ECOWAS Commission to implement the Convention contribute directly to the implementation of the ATT.
Regional and national trainings on PSSM,⁹⁶ record-keeping and reporting are contributing to states’ capacity to implement key ATT provisions.
For example, the 2019 “Supporting implementation of ECOWAS SALW Convention Article 10” project aimed to establish an Arms Transfer Database to assist Member States to:

  1. Track all SALW and ammunition transfers in and out of ECOWAS countries;
  2. Detect points of diversion; and
  3. Improve decision-making processes at sub-regional levels.⁹⁷

These efforts could also serve states in meeting their ATT annual reporting obligations and strengthen their capacity to prevent diversion (Article 11). While, at the time of this publication, the ECOWAS Arms Transfer Database has not yet been established, with support from the EU, a a series of regional capacity-building workshops focused on encouraging the submission of reports on PoA implementation resulted in an increase in the number of national reports.⁹⁸

Diversion prevention
With small arms diversion and illicit trafficking as two key challenges in the ECOWAS region, these issues remain at the forefront of many of the initiatives undertaken by the ECOWAS Commission. For example, in 2018 the ECOWAS Commission, in collaboration with Conflict Armament Research (CAR), supported arms control authorities in Nigeria and Burkina Faso to strengthen their national control systems in order to more effectively identify sources and diversion points of illicit SALW. In particular, the training assisted government officials to develop systems to:

1) document seized, found or surrendered weapons and ammunition in accordance with common standards;

2) utilize international tracing mechanisms, including the ECOWAS Convention Article 19 tracing  mechanism; and

3) identify sources and points of diversion of illicit SALW. The tools, templates and standard operating procedures developed by the project will be made available in English and French for potential adoption by other ECOWAS Member States.⁹⁹

Economic Community of Central African States (ECCAS / CEEAC)

Region: Central Africa

Headquarters: Libreville, Gabon

Type of organization:

Regional Integration

Number of Members:

15 members

%

Proportion of RO Members that are ATT States Parties: 45% (5 out of 11)

%

Proportion of RO Members that are ATT Signatories: 36% (4 out of 11)

List of members:
Angola, Burundi, Cameroon, Central African Republic (CAR), Chad, Democratic Republic of Congo (DRC), Equatorial Guinea, Gabon, Republic of Congo, Rwanda, São Tomé and Príncipe

About the Organization

The Economic Community of Central African States (“ECCAS”) was established in October 1983 but remained inactive for several years due to financial constraints and security challenges among Member States. This changed in October 1999 when ECCAS, which aims to promote harmonious cooperation towards balanced and self-sustained economic development, was formally designated by the African Economic Community as one of the eight pillars of the African Union.

Activities

ATT Support

ECCAS has organized a number of national and regional activities aimed at strengthening the implementation of the Kinshasa Convention as well as of other relevant regional and international instruments. Included in these activities are those that support ATT implementation and universalization1.. and explore synergies between the Kinshasa Convention and other international instruments. For example in 2019, ECCAS hosted a regional conference for Central African countries aimed at analyzing the synergies and complementarities on SALW between the Kinshasa Convention and other international instruments, including the ATT.1.1

Establishing Transfer Controls

National control systems
The 47th Ministerial Meeting of the United Nations Standing Advisory Committee on Security Questions in Central Africa (UNSAC), held in 2018, addressed SALW controls, cross-border controls, maritime piracy, the activities of terrorist groups in the subregion and transnational organised crime. It also reviewed advances in the implementation of international, regional and sub-regional instruments.¹⁰² In the margins of this meeting, ECCAS, in partnership with UNREC and UNOCA launched a joint project to build the capacity of eleven Central African States on the implementation of the Kinshasa Convention.¹⁰³ Subsequently, with support from the EUfunded Pan-Africa Project, ECCAS and RECSA held joint seminars to support regional police organizations and national law enforcement agencies in their efforts to prevent the proliferation of firearms and explosive materials in Africa.¹⁰⁴

Legislative Assistance

UNREC and ECCAS also organized, in 2019, a sub-regional Legal Assistance Workshop for States Parties To the Kinshasa Convention.¹⁰⁵

 

The Regional Centre on Small Arms in the Great Lakes Region, the Horn of Africa and Bordering States (RECSA)

Region: Great Lakes Region, Horn of Africa, and Bordering States

Headquarters: Nairobi, Kenya

Type of organization:

Disarmament

Number of Members:

15 members

%

Proportion of RO Members that are ATT States Parties: 13% (2 out of 15)

%

Proportion of RO Members that are ATT Signatories: 33% (5 out of 15)

List of members:
Burundi, Central African Republic (CAR), Republic of Congo, Democratic Republic of Congo (DRC), Djibouti, Eritrea, Ethiopia, Kenya, Rwanda, Seychelles, Somalia, South Sudan, Sudan, Tanzania, Uganda.

About the Organization

The Regional Centre on Small Arms (RECSA) is an intergovernmental organization established in June 2005, to support the implementation of the Nairobi Protocol within the Great Lakes and the Horn of Africa region. As such, RECSA’s sole mandate is to address the proliferation of illicit SALW as a way to ensure a conducive environment for sustainable development.

Activities

ATT Support

Over the years, RECSA has played an active role in raising awareness and building capacity to support ATT universalization and implementation. Building on its mandate to support Member States in the region to implement and harmonize legislation related to small arms controls, RECSA has provided assistance to states in strengthening policy, amending and harmonizing legislation and has coordinated regional efforts to explore complementarities between the Nairobi Protocol and other relevant instruments, including the ATT. For example in 2014, RECSA presented a study on the “Synergies and Complementarities of the ATT, UNPoA, Nairobi Protocol and the Kinshasa Convention”¹⁰⁸, which is a valuable resource for states in the region who are party to or plan to join these instruments. Since then, RECSA has also hosted ATT universalization¹⁰⁹ and implementation workshops.¹¹⁰ For example, through the UNSCAR-funded project “Mobilizing RECSA Member States to Sign, Ratify and Implement the ATT”, RECSA undertook regional advocacy, consultative conferences and public awareness events in support of the ATT.¹¹¹ Similarly, RECSA has served as an implementing partner to several states in the region on ATT Voluntary Trust Fund projects in 2020 and 2021.¹¹²

Establishing Transfer Controls

National control systems
The organization assists states in the region in their efforts to strengthen arms transfer controls and prevent diversion, including through marking of arms, development of guidelines on standards and elements for enduser documentation, electronic record-keeping, establishing SALW national focal points and national commissions, developing SALW NAPs and drafting national legislation.¹¹⁴ Similarly, RECSA also provides capacity building workshops and trainings to strengthening SALW- related regulations,¹¹⁵ improve identification and tracing of SALW, as well as weapon and ammunition management. One important result has been the provision by RECSA of marking machines to all its Member States, which enabled states, including Kenya, Uganda, Rwanda and Burundi to make sustained progress towards marking their SALW.¹¹⁵
It has also developed resources to support states seeking to implement the Nairobi Protocol. For example, the Best Practice Guidelines and Minimum Common Standards on the Implementation of the Nairobi Declaration and the Nairobi Protocol, approved in 2005 by the Third Ministerial Review Conference held in Nairobi seeks to assist Member States in the implementation and harmonization of national legislations on firearms. The aim of the guidelines is to elaborate a framework for the development of policy, review of national legislation, general operational guidelines and procedures on all aspects of SALW required by the Nairobi Protocol. The Best Practice Guidelines cover SALW stockpile management, record-keeping, marking, collection disposal, import, export, transit and transhipment of arms, tracing and brokering.¹¹⁶ With regard to transfer controls, the Guidelines provide additional information on the licensing requirements set out in Article 10 of the Nairobi Protocol, which requires states to establish and maintain an effective system of export, import and transit licensing or authorisation for the transfer of SALW.¹¹⁷ In addition, the Guidelines include information on the prevention of diversion.

Legislative Assistance
The harmonization of national firearms legislation with related international and regional instruments is another important area of work for RECSA. From development of resources on harmonization of legislation¹¹⁸ to national legal assessment workshops and capacity building assistance to strengthen national legislation,¹¹⁹ RECSA works to assist states in meeting their legislative obligations under regional and international instruments, including the ATT.

Diversion Prevention
A number of its initiatives, including strengthening PSSM¹²⁰ or the collection and destruction of SALW, ammunition and parts and components, aim to build states’ capacity and facilitate coordination to prevent the illicit trafficking and diversion of arms. For example, in partnership with BICC and SARCOM, a “Cross-Border Cooperation Workshop” was conducted in 2018 in Khartoum, Sudan that explored challenges and threats linked to illicit trafficking of small arms, including diversion, and identified best practices and opportunities to increase joint border law enforcement cooperation within the region.¹²¹ RECSA was also tasked with developing further guidelines, methodologies and other tools such as “red flag’ early warning indicators and a list of locations where diversion and misuse has proven to be a problem in the past.¹²²

Gender and Gender-based Violence
In 2009, RECSA adopted its first Gender Policy in line with international, regional and national instruments that strive to ensure gender equality and equal participation. The policy seeks to assist RECSA in ensuring genderbalanced representation at all stages of design, planning, implementation, monitoring and evaluation of SALW programmes. Since then, mainstreaming gender has become one of the four pillars of RECSA’s overall strategy, with a specific objective to “enhance participation and involvement of women, girls and other special interest groups in SALW interventions in the region.”¹²³ RECSA has also undertaken work to assist states in the region, including to integrate gender considerations into SALW national action plans.¹²⁴

East African Community (EAC)

Region: East Africa

Headquarters: Arusha, Tanzania

Type of organization:

Regional Integration

Number of Members:

7 members

%

Proportion of RO Members that are ATT States Parties: None

%

Proportion of RO Members that are ATT Signatories: 43% (3 out of 7)

List of members:
Burundi, Democratic Republic of the Congo, Kenya, Rwanda, South Sudan, Tanzania, Uganda

About the Organization

The East African Community (EAC) seeks to deepen cooperation among its seven partner states in a number of key areas of mutual interest, including political, economic and social concerns. The Treaty for the Establishment of the East African Community, adopted in 1999, recognises the need for
peace and security among East African partner states and provides wide-ranging approaches to a stable and secure environment within the region. The partner states also agree to enhance cooperation in the handling of cross border crime, provision of mutual assistance in criminal matters (…) and the exchange of information on national mechanisms for combating criminal activities” (Article 124.5).

Activities

ATT Support

The EAC Legislative Assembly held in Arusha in 2019 explicitly called for the development of a regional legislative framework to address the problem of proliferation of small arms. The Assembly also adopted the Report of the Committee on Regional Affairs and Conflict Resolutions on the Oversight Activity on the Proliferation of Small Arms and Light Weapons in the East African Region¹²⁵ that declares the ATT as “a complementary instrument [to the EAC Protocol] which contributes to sustainable peace, security and development in the region”.¹²⁶

In the report, the Committee assessed that “lacuna remain in the ratification and the domestication of ATT”. The Report also urged “the Council of Ministers to ensure that, as a matter of priority, all the EAC countries prioritize the process of marking and registering the firearms and light weapons in order to enhance the fight against the transboundary crime.”¹²⁷ Following the adoption of the report, the EAC Legislative Assembly stated that partner states “should as a matter of necessity, ratify, domesticate and operationalize the Nairobi Protocol and the Arms Trade Treaty, with a view to preventing the diversion of weapons”.¹²⁸

The EAC Legislative Assembly has facilitated seminars on the ATT and its complementarity to regional arms
control instruments, such as one organized with the International Committee of the Red Cross (ICRC) in Arusha in 2018. The objectives of this seminar were: (1) to deepen understanding of key ATT provisions, particularly its reporting obligations; (2) to provide a platform towards listening to perspectives of other states and Regional Organization on ATT ratification; (3) to explore linkages and complementarities between the Nairobi Protocol and ATT; and (4) to identify ways to harmonize transparency obligations under the Nairobi Protocol.¹²⁹

Establishing Transfer Controls

Diversion Prevention
As part of its efforts to strengthen regional peace and security, EAC has developed a number of activities and efforts, including a Small Arms and Light Weapons Management Program to strengthen states capacity to prevent illicit trafficking and diversion of arms and ammunition. In particular, EAC efforts to curb the proliferation of SALW have been boosted with the establishment of an experts group to develop a regional arms management policy that will inform the legislation harmonization process deemed critical to collective approach to dealing with SALW.¹³⁰

The EAC, in partnership with, IGAD, COMESA and IOC, has commenced the implementation of the Regional Conflict Prevention Management and Resolution Program, which includes a SALW component that provides support for National Focal Points in the implementation of national activities.¹³¹ This assistance includes trainings and field exercises for regional armed forces to strengthen their ability to address regional security challenges, including the proliferation of small arms and light weapons, terrorism and insecurity.¹³² As part of the same Program, and in cooperation with the UN Regional Centre on Small Arms (UNREC), ECA has also ensured the procurement of marking equipment for all Focal Points to facilitate remarking of SALW.¹³³

In 2021, EAC put in place a partnership framework with RECSA to facilitate cooperation on matters of peace and security in the region, compliance with peace and security instruments and the establishment of information sharing mechanisms on cross-border threats. This partnership facilitated programmes focused on addressing the illicit small arms and light weapons.¹³⁴

Intergovernmental Authority on Development (IGAD)

Region: East Africa

Headquarters: Djibouti, Djibouti

Type of organization:

Regional Integration

Number of Members:

8 members

%

Proportion of RO Members that are ATT States Parties: None

%

Proportion of RO Members that are ATT Signatories: None

List of members:
Djibouti, Eritrea, Ethiopia, Kenya, Somalia, South Sudan, Sudan, Uganda

About the Organization

The Intergovernmental Authority on Development (IGAD) in Eastern Africa was established in 1996 at the 5th Summit of IGAD Assembly of Heads of State and Government to supersede the Intergovernmental Authority on Drought and Development (IGADD). As part of this transition, IGAD’s mandate was expanded to include the following priority areas: food security and environmental protection, economic cooperation, regional integration and social development, and peace and security.

Activities

ATT Support

The IGAD Security Sector Programme (“IGAD-SSP”) directly promotes ATT-relevant commitments. IGAD-SSP is
mandated to include regional cooperation and coordination and capacity building measures to address the challenges of illicit circulation of SALW. It also supports IGAD Member States in the ratification, domestication and implementation of regional and international relevant instruments, with a focus on the universal adherence to the disarmament regimes. In furtherance of this mandate, IGAD held National Consultative Meetings in Uganda¹³⁵ in 2021 and in Sudan¹³⁶ in 2020 on ways to prevent the illicit circulation of small arms and light weapons (SALW) through the universalization of the ATT and other relevant international instruments.

Moreover, a 2021 report by Conflict Early Warning and Response Mechanism (CEWARN), an information-driven, knowledge-based early warning mechanism, urged all IGAD Member States “to sign and ratify the ATT on issues of small arms and light weapons proliferation, a multilateral treaty that regulates the international trade in conventional weapons”.¹³⁷

Establishing Transfer Controls

Diversion Prevention
IGAD-SSP provides training and capacity building for Member States on strengthening border security and preventing the illicit trafficking and diversion of arms. IGAD-SSP also provides training for the implementation of the IGAD Mutual Legal Assistance (MLA) and Extradition Conventions. These Conventions seek to assist states in the region to effectively counter terrorism and transnational crime by improving legal cooperation among related law enforcement institutions in the region.

In 2002, IGAD established the Conflict Early Warning and Response Mechanism (CEWARN) to strengthen regional stability and prevent conflict. CEWARN’s mandate focuses on collecting and providing credible, evidence-based early warning information and analysis to inform timely action to prevent or mitigate violent conflict. CEWARN’s efforts have centered on preventing cross-border pastoralist conflicts fuelled by the proliferation of small arms and supporting local community-led early warning systems, including by monitoring and tracking arms proliferation and trafficking, including in South Sudan and Kenya.¹³⁸

Sub-Regional Arms Control Mechanism (SARCOM)

Region: Northern Africa and Central Africa

Headquarters: Khartoum, Sudan

Type of organization:

Regional Integration

Number of Members:

5 members

%

Proportion of RO Members that are ATT States Parties: 40% (2 out of 5)

%

Proportion of RO Members that are ATT Signatories: 20% (1 out of 5)

List of members:
Central African Republic (CAR), Chad, Democratic Republic of Congo (DRC), Libya,  Sudan

About the Organization

The Sub-Regional Arms Control Mechanism (SARCOM) was established in May 2012, with the adoption of the Khartoum Declaration on the Control of Small Arms and Light Weapons across the Neighboring Countries of Western Sudan (“Khartoum Declaration”). The organization supports its Member States in their efforts to control small arms and light weapons proliferation by strengthening information-sharing, capacity building and coordinating cross-border cooperation on arms trafficking and diversion.

Activities

Establishing Transfer Controls

Diversion Prevention
From support with the implementation of key instruments to capacity building workshops, SARCOM provides assistance to Member States to prevent illicit trafficking and diversion of arms. Such efforts include training programs on the national implementation of regional and international regulatory frameworks on arms control, including the ATT, seminars on weapons and ammunition management¹³⁹ and workshops on cross-border cooperation to the prevention of illicit trafficking of small arms.¹⁴⁰

Southern African Development Community (SADC)

Region: Southern Africa

Headquarters: Gaborone, Botswana

Type of organization:

Regional Integration

Number of Members:

16 members

%

Proportion of RO Members that are ATT States Parties: 56% (9 out of 16)

%

Proportion of RO Members that are ATT Signatories: 25% (4 out of 16)

List of members:
Angola, Botswana, Comoros, Democratic Republic of Congo (DRC), Eswatini, Lesotho, Madagascar, Malawi, Mauritius, Mozambique, Namibia, Seychelles, South Africa, Zambia, Zimbabwe.

About the Organization

SADC is an inter-governmental organization focused on promoting sustainable and equitable economic growth and socio-economic development through efficient and productive systems, deeper cooperation and integration, good governance and durable peace and security. The organization was instrumental in setting parameters for policy action in the subregion on a range of issues, including the proliferation of small arms. 

Activities

Information

In August 1999, the SADC Council of Ministers mandated SADC to establish a regional policy on the control of small arms and light weapons, and named the Southern Africa Regional Police Chiefs Cooperation Organisation (SARPCCO) as implementing agency, with a mandate to coordinate the SADC Policy on Small Arms and Cross Border Crime Prevention.¹⁴⁴ As such, all activities in support of the implementation of the ATT and related instruments or programs are covered in the SARPCCO Profile (see below).

Establishing Transfer Controls

Gender and Gender-based Violence
The SADC Regional Strategy and Framework of Action for Addressing GBV (2018 -2030), adopted in July 2018, seeks to encourage and assist Member States to implement and monitor the SADC Protocol on Gender and Development and to make progress towards Sustainable Development Goal 5 (gender equality). If implemented effectively, key strategic actions of the SADC Regional Strategy and Framework of Action for Addressing GBV, including the improvement of the collection, harmonization and use of administrative data (…) on incidents of GBV and dissemination of reliable and comparable GBV data and statistics, can contribute to the gender-related commitments made by ATT States Parties at the Fifth Conference of States Parties to the ATT.¹⁴⁵ Also relevant to ATT States Parties in their application of the risk assessment set out in Articles 6 and 7 is the Regional Inventory of Sexual and Gender-based Violence Legislation, which is currently being developed by the SADC Secretariat.¹⁴⁶

Southern African Regional Police Chiefs Co-operation Organisation (SARPCCO)

Region: Southern Africa

Headquarters: Zimbabwe

Type of organization:

Police Coordination

Number of Members:

16 countries, plus SADC and Interpol

%

Proportion of RO Members that are ATT States Parties: 56% (9 out of 16)

%

Proportion of RO Members that are ATT Signatories: 43% (7 out of 16)

List of members:
Angola, Botswana, Comoros, Democratic Republic of Congo (DRC), Eswatini, Lesotho, Madagascar, Malawi, Mauritius, Mozambique, Namibia, Seychelles, South Africa,  Tanzania, Zambia, Zimbabwe

About the Organization

Established in 1995 as an official forum comprising all the police chiefs from Southern Africa, SARPCCO is responsible for the prevention and combating of cross-border and transnational organized crime in Southern Africa. In 2006, SARPCCO was integrated into SADC. Following this, the SADC Treaty was amended in 2009 to include the Ministers responsible for Foreign Affairs, Defence, Public Security, State Security and Police.

In compliance with Article 17 of the SADC Firearms Protocol, a Regional Coordinating Committee (RCC), composed of SADC national focal points and governed by SARPCCO, was established in 2007. Its tasks ares to ensure proper implementation, monitoring and evaluation of the SADC Firearms Protocol with a view to curbing illicit trafficking in arms in the region.

The RCC meets once or twice a year to evaluate progress towards the implementation of the SADC Firearms Protocol, including the status of current legislation, firearms marking, firearms destruction, statistics on arrests, and ongoing joint investigations. The RCC may make recommendations to SARPCCO on ways to curb illicit trafficking in arms in the region.1..

In 2008, at the 13th SARPCCO Annual General Meeting on the implementation of controls on firearms, ammunition and other related materials, the Standard Operating Procedures for the Implementation of the SADC Protocol on the Control of Firearms, Ammunition and Other Related Materials (“Standard Operating Procedures”) were adopted. The document provides guidelines and practical measures to policy makers, legislators and firearms control officials in order to inform changes to national legislation. Most relevant to ATT implementation, the Standard Operating Procedures include specific instructions for licensing officials as they consider arms export applications, and provide a list of relevant documents to be included in export licensing applications, including end-user certification. It also includes similar guidelines for transit permits and recordkeeping.

Activities

Establishing Transfer Controls

National control systems
As part of its work to support the implementation of the SADC’s Firearms Protocol, SARPCCO provides capacity building for law enforcement including training of trainers,¹⁴⁸ database management, arms brokering, and marking of state and civilian firearms. It also cooperates with INTERPOL in the organization and delivery of training courses on SALW. For example in 2019, SARPCCO in cooperation with the INTERPOL Firearms Programme and the INTERPOL Regional Bureau in Harare conducted a training course on Small Arms and Light Weapons for SARPCCO Member States.¹⁴⁹

Legislative Assistance
SARPCCO undertook a number of activities and efforts to support the implementation of the SADC Protocol, notably by harmonizing legislation among SADC Member States through the provision of a SARPCCO Model Law on Firearms.¹⁵⁰ SARPCCO also took part in SADC consultations to develop a SADC Model Law for GBV.¹⁵¹

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